Regulatory Status
SLS Group LLC is not a registered securities broker-dealer or an investment adviser with the U.S. Securities and Exchange Commission (the "SEC") or with any state securities regulatory authority. SLS Group, its managers or affiliates have not been registered and do not plan to be registered under the Investment Advisers Act of 1940 or any similar state or foreign securities laws.
SLS Group is not registered under the Investment Company Act of 1940 or under any similar state or international securities laws. SLS Group does not offer any form of investment (buy or sell) advice, tax counseling, estate planning, or any other securities or financial advice whatsoever.
Nature of Services
SLS Group provides non-recourse securities-backed loans to individual shareholders and institutional holders. Our loans are secured by publicly-traded securities. We are a lender, not a broker-dealer, investment adviser, or financial planner.
Nothing on this website or communicated by any representative of SLS Group constitutes investment advice, a recommendation to buy or sell any security, or a solicitation of any investment.
No Guarantee of Results
Past lending activity does not guarantee future results. All loan terms — including LTV ratios, interest rates, and funding timelines — are subject to due diligence and vary based on the underlying security, market conditions, and other factors. Estimates provided by our calculator are illustrative only and do not constitute a commitment to lend.
Risk Factors
Securities-backed lending involves risks. The value of your pledged securities may decline during the loan term. In a non-recourse structure, if you choose not to repay the loan and the security value has declined below the loan balance, you may forfeit the pledged securities. You should carefully consider these risks and consult with qualified financial and legal advisors before entering into any loan arrangement.
SEC Reference Disclosures
SLS refers you to the following SEC publications for additional disclosure information:
Forward-Looking Statements
Certain statements on this website may constitute forward-looking statements. These statements involve known and unknown risks, uncertainties, and other factors that may cause actual results to differ materially from those expressed or implied by the forward-looking statements. SLS Group undertakes no obligation to update forward-looking statements.
Related Policies
Please also review our Disclaimer and Privacy Policy for additional information about our services and practices.
Contact
Questions about these disclosures may be directed to:
SLS Group LLC
6582 S Big Cottonwood Canyon Road, Suite 200
Salt Lake City, UT 84121
Phone: 866-446-1009
Email: info@slsgroup.com